RG146 Securities Adviser

  • Shares

  • Debentures

  • Fixed interest securities

  • Property

Investment Banking Institute’s Securities Advisers course is, listed on the ASIC training register, designed to deliver the knowledge and skills required to provide advice in securities financial products.

If you wish to be a Securities Adviser OR you want to upgrade your qualification to be PS146 complaint to deliver securities advice then one of these courses is for you


Our Securities Advisor course provides you with the ASIC RG146 compliance to deliver general advice and personal advice on:
  • Securities Tier 1 financial products (ASIC RG146 compliance)

General Advice

Select this course if you will advise clients about a financial product without making a recommendation.

Personal Advice

Select this course if you indend to recommend a financial product to a client taking their personal circumstances into account.

Securities Adviser

Call Now 1300 669 786

Students, upon enrolment are posted a

  • Financial Advice and Securities course manual;
  • Reference materials (CD-ROM);
  • Assessment Materials and
  • Study aids

Students are required, prior to attending any face-to-face classroom workshop, to complete the required reading. Our workshops are moderated by an experienced Facilitator qualified to deliver and assess your knowledge and skills as well as help develop responses to assessment activities in a group setting.

Enrol in the Investment Banking Institute’s Securities Advisers course!


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